On December 20, 2024, the Securities and Exchange Commission (SEC) issued a final rule amending SEC rules 15c3-3 (the customer protection rule) and 15c3-1 (the net capital rule). The SEC also amended ...
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A retirement saver protection rule has died — for the second time. What it means for investors
The Department of Labor fiduciary rule had raised the legal bar for brokers, insurance agents, financial advisors and others who advised investors to roll over assets from a 401(k) plan to an ...
You've probably heard about the new airline consumer protection rules that rolled out with a one-two punch last month. There were so many, it's almost hard to keep track. And maybe you're saying to ...
Big banks and credit unions that dominate the financial landscape would only be able to charge $5 for overdraft fees or face much tighter restrictions under a final rule by regulators. Under the ...
Q: Over the past decade or so, the DOT has adopted a series of consumer-protection regulations, such as the full-price rule, the codeshare rule and, most recently, the rule requiring automatic refunds ...
New York City announced it will ban companies from using subscription traps and junk fees, ensuring customers can easily cancel automatic renewals and continuous service offers. The “Click to Cancel” ...
The National Council of Agricultural Employers says this latest announcement comes following legal action by the organization and others pertaining to parts of the rule. The National Council of ...
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